You are here

Compliance & Legal jobs

Filter your results

Type of contract

Yearly Salary (USD)

77 Matching Jobs
  • Foreign Correspondent Banking Consultant

    New York • Temporary

    The Foreign Correspondent Banking Consultant will be responsible for investigating foreign alerts, reviewing client accounts for potential OFAC sanctions risk, and drafting suspicious activity reports.

    • Seeking consultants with foreign correspondent banking experience
    • Compliance contract position located in Midtown, Manhattan
  • AML Consultant

    Manhattan • USD25 - USD45 per hour (USD51,996 - USD93,593) • Temporary

    Our client is a prestigious foreign bank seeking an AML Consultant for a 6 month project in Midtown Manhattan, NY. This individual will be working in a midsize team drafting and submitting SARs in the banking and financial services industry. Given this Bank's reputation and work-flow history, this contract has the potential to extend into a permanent role.

    • Prestigous Foreign Bank with growing opportunities or contract extension
    • Full 40 hour week with potential overtime pay
  • Investigations Officer

    Manhattan • USD30 - USD75 per hour (USD62,395 - USD155,988) • Temporary

    Our client is an established bank seeking an Investigations Officer for a 6 month assignment in Midtown Manhattan. This individual will be working within a large team to conduct transaction monitoring and SAR writing for the banking and financial services industries. Due to the presence of this bank and their current work-flow, this contract may continue past the duration specified.

    • Established bank with growing opportunities
    • Overtime hours are available and pay at 1.5 times your standard hourly rate.
  • Partnership Coordinator - Client Services

    Stamford • USD55,000 - USD70,000 • Permanent

    Our client, a leading and well-known firm, is actively seeking a passionate, hard-working and motivated candidate to serve as their Partnership Coordinator within their Client Services group. This position is now open due to a wide array of growth at the firm.

    In this position, the candidate will work with upper management and handle several responsibilities in the project coordination, client services, and administrative fields. Wonderful opportunity to grow!

    • Leading Firm Seeks Junior Coordinator - Project Management
    • Exciting Opportunity with Growth Potential and Ability to Learn
  • AML Alert Review Consultant

    New York • Temporary

    Our client is seeking an AML Alert Review Consultant with experience in clearing alerts from foreign currencies into U.S. Dollars.

    • Seeking compliance consultants with experience in correspondent banking
    • Experience with foreign transaction alert clearing is preferred
  • U.S. Dollar Clearing Compliance Analyst

    Manhattan • USD20 - USD38 per hour (USD41,597 - USD79,034) • Temporary

    Our client is a prestigious advisory firm seeking a U.S. Dollar Clearing Compliance Analyst for a 3 month assignment in Midtown Manhattan or Princeton, New Jersey. This individual will be hired with 2 to 4 other Analysts to conduct AML/BSA related work flows for the banking industry. This role will specifically pertain to the oversight and review of foreign transactions or transfers that warrant conversion into U.S. Dollar currency.

    • Opportunity to join a pretigious advisory firm
    • Potential to be invited for additional compliance projects in the future
  • SVP AML Compliance & Training

    New York • Permanent

    My client is looking for a BSA and AML subject matter expert with extensive experience in the space.

    • Privately-held financial institution with over 5,000 employees on 3 continents
    • Winning Culture, Competitive Compensation, and Unlimited Career Growth
  • KYC QA Analyst

    New York • Permanent

    My client, a top tier financial services firm are recruiting for a KYC QA Analyst to join the team at a VP level, based in Midtown Manhattan (New York).

    • Fantastic Opportunity in a specialist line of business
    • Wide ranging position with the ability to significantly grow with the company
  • Associate Compliance Counsel

    New York • Permanent

    My client a top tier, niche financial services firm are recruiting an Associate Compliance Counsel to join the Compliance Team.

    • Regulatory Compliance role in a top tier niche financial services firm
    • Excellent opportunity to develop experience and your career
  • Compliance Associate

    New York • Permanent

    The Compliance Associate position reports on a daily basis to the Chief Operations Officer, and has a secondary reporting line to the Chief Compliance Officer. The Compliance Associate will work closely with the compliance department.

    • A compliance opportunity with a premier global asset management firm
    • Opportunity to utilize compliance skillset with a top tier financial institution
  • AML Analyst

    Melville • Permanent

    My client is one of the largest savings and loan banks in the United States. They are looking for a AML Analyst to join the team on a permanent basis in Suffolk County, Long Island.

    • Excellent work-life balance
    • Superb opportunity to grow due to recent acquisition
  • VP Inquiries and Surveillance

    New York • Permanent

    The job holder will be responsible for ensuring that there is compliance with policies, procedures, and US regulations for the NY Branch Correspondent Banking and Corporate Banking line of business in relation to AML surveillance.

    • An full-time compliance opportunity with a top tier financial institution
    • A managerial opportunity with a premier investment bank
  • Sanctions Operations Analyst

    Arlington Heights • Temporary

    The Sanction Operations Analyst will be responsible for performing sanctions investigations, OFAC screenings, and researching PEPs. This role is located in Arlington Heights, Illinois and is not paying expenses.

    • Immediate contract opportunity with top-tier bank
    • Must have OFAC/Sanctions experience
  • AML Investigator

    New York • Temporary

    The AML Investigator will assist with a high volume of daily enhanced due diligence investigations. The AML Investigator is responsible for conducting transaction monitoring on account activity and will display a high degree of professionalism, integrity, and attention to detail through their work. The Investigator will also have a strong understanding of the Bank Secrecy Act, USA Patriot Act and BSA/AML regulatory requirements.

    • AML Investigators to join team within a prestigious foreign bank
    • Opportunity to expand compliance skill set
  • Financial Crimes Investigator

    New York • Temporary

    The Financial Crimes Investigator must possess a strong understanding of the Financial services and Compliance industries. This role is a contract position located in New York and will not be paying expenses.

    • Immediate opening for an individual with compliance experience
    • This role with provide training and encourages growth within the industry
  • VP - Financial Crime & EDD Advisory

    New York • Permanent

    My client, a global financial services firm based in New York City are currently recruiting for a VP - Financial Crime & EDD Advisory position within the compliance department.

    • Top Tier Global Financial Services Firm
    • Excellent opportunity for career growth
  • Compliance Analyst

    Los Angeles • Permanent

    My client is looking for an experienced motivated individuals. This role allows you to work autonomously while collaborating across functions.

    • Great Opportunity to join a Prestigious Broker Dealer
    • Junior Compliance Officer Role!
  • Compliance Officer - Large Asset Manager

    New York • Permanent

    The compliance officer will make recommendations to the company regarding interpretation and implementation of policies, procedures, and processes to address federal and state regulatory compliance issues and set them to the highest standards.

    • Compliance Officer
    • Asset Manager
  • AVP Inquiries and Surveillance Analyst

    New York • Permanent

    Compliance with policies, procedures and US regulations for the NY Branch Correspondent Banking and Corporate Banking line of business in relation to AML surveillance.

    • Opportunity at a top tier financial institution in New York
    • An Inquiries and surveillance analyst role
  • VP - Financial Crimes Compliance

    Manhattan • Permanent

    My client a global financial services organization based in Manhattan are recruiting for a VP - Financial Crimes Compliance to join the team.

    • Global Bank with excellent growth opportunities
    • Management Opportunity
  • Junior Compliance Analyst

    New Orleans • Permanent

    • Employee personal account trade surveillance
    • Electronic Correspondence review
    • Monitor and update Investment Banking related Research disclosures
    • Review Investment Banking Dale Files
    • Assist on ad hoc monthly/annual projects

    • Great opportunity for a junior compliance Officer
    • Prestigeous borker dealer in midtown
  • Compliance Analyst

    New York • Permanent

    • Junior Compliance Officer wanted to upport compliance controls and input disclosures
    • Perform electronic communications reviews
    • Conduct Compliance control testing and both memorialize results in writing
    • Research compliance issues as necessary
    • Investigate exceptions derived from Control Testing
    • Assist in the creation or update to Compliance policies and procedures
    • Great Opportunity to join a Prestiguous Broker Dealer
    • Junior Compliance Officer Role!
  • Compliance Officer

    Jersey City • Permanent

    This individual will be responsible for assisting the Chief Compliance Officer with the management and oversight of the Americas compliance program. Specifically this individual will have responsibility for overseeing the regulatory examinations of the Broker Dealers and the Introducing Brokers and also support the firm's benchmark business.

    • Compliance officer opportunity with a global market leader
    • Opportunity to work with a premier institutions compliance products
  • Marketing Review Compliance Off

    New York • Permanent

    A global bank in midtown seeks compliance marketing review officer to support a number of the firms' businesses. A significant portion of time is expected to be devoted to reviewing marketing materials to ensure compliance with various federal, state & FINRA regulatory requirements and conduct email monitoring.

    • Global Bank seeks Marketing Review Officer
    • Great opportunity for junior-mid level compliance officer
  • Management Consulting Associate - Global Consultancy Firm

    New York • Permanent

    The Practice Business Analyst is responsible for providing support to the Global Investigations and Compliance Practice Operations team in a variety of manners. This position will report directly to the Business Manager. This individual will interact with the Practice Area Leader, Operations Management, Human Capital and Finance and Accounting personnel.

    • Working for a premier Management Consulting Firm in NYC
    • You will work to support the head of the Practice with day to day operations