You are here

Compliance & Legal jobs

Filter your results

Type of contract

Yearly Salary (USD)

75 Matching Jobs
  • VP Inquiries and Surveillance

    New York • Permanent

    The job holder will be responsible for ensuring that there is compliance with policies, procedures, and US regulations for the NY Branch Correspondent Banking and Corporate Banking line of business in relation to AML surveillance.

    • An full-time compliance opportunity with a top tier financial institution
    • A managerial opportunity with a premier investment bank
  • Sanctions Operations Analyst

    Arlington Heights • Temporary

    The Sanction Operations Analyst will be responsible for performing sanctions investigations, OFAC screenings, and researching PEPs. This role is located in Arlington Heights, Illinois and is not paying expenses.

    • Immediate contract opportunity with top-tier bank
    • Must have OFAC/Sanctions experience
  • AML Investigator

    New York • Temporary

    The AML Investigator will assist with a high volume of daily enhanced due diligence investigations. The AML Investigator is responsible for conducting transaction monitoring on account activity and will display a high degree of professionalism, integrity, and attention to detail through their work. The Investigator will also have a strong understanding of the Bank Secrecy Act, USA Patriot Act and BSA/AML regulatory requirements.

    • AML Investigators to join team within a prestigious foreign bank
    • Opportunity to expand compliance skill set
  • Financial Crimes Investigator

    New York • Temporary

    The Financial Crimes Investigator must possess a strong understanding of the Financial services and Compliance industries. This role is a contract position located in New York and will not be paying expenses.

    • Immediate opening for an individual with compliance experience
    • This role with provide training and encourages growth within the industry
  • VP - Financial Crime & EDD Advisory

    New York • Permanent

    My client, a global financial services firm based in New York City are currently recruiting for a VP - Financial Crime & EDD Advisory position within the compliance department.

    • Top Tier Global Financial Services Firm
    • Excellent opportunity for career growth
  • Compliance Analyst

    Los Angeles • Permanent

    My client is looking for an experienced motivated individuals. This role allows you to work autonomously while collaborating across functions.

    • Great Opportunity to join a Prestigious Broker Dealer
    • Junior Compliance Officer Role!
  • Compliance Officer - Large Asset Manager

    New York • Permanent

    The compliance officer will make recommendations to the company regarding interpretation and implementation of policies, procedures, and processes to address federal and state regulatory compliance issues and set them to the highest standards.

    • Compliance Officer
    • Asset Manager
  • Associate Compliance Counsel

    New York • Permanent

    My client a top tier, niche financial services firm are recruiting an Associate Compliance Counsel to join the Compliance Team.

    • Compliance focused role in a top tier niche financial services firm
    • Excellent opportunity to develop experience and your career
  • AVP Inquiries and Surveillance Analyst

    New York • Permanent

    Compliance with policies, procedures and US regulations for the NY Branch Correspondent Banking and Corporate Banking line of business in relation to AML surveillance.

    • Opportunity at a top tier financial institution in New York
    • An Inquiries and surveillance analyst role
  • AML Compliance Analyst

    Phoenix • USD20 - USD35 per hour (USD41,597 - USD72,794) • Temporary

    Our client is a growing Advisory Firm seeking an AML Compliance Analyst for a 12 month assignment in Phoenix, Arizona. This individual will be working within a large team to conduct transaction monitoring for the banking and financial services industries. Due to the growth of this firm and the work flow they have acquired, they will be building out this team with new consultants.

    • Growing opportunities in reputable Advisory Firm
    • High potential for temporary to permanent position
  • VP - Financial Crimes Compliance

    Manhattan • Permanent

    My client a global financial services organization based in Manhattan are recruiting for a VP - Financial Crimes Compliance to join the team.

    • Global Bank with excellent growth opportunities
    • Management Opportunity
  • Junior Compliance Analyst

    New Orleans • Permanent

    • Employee personal account trade surveillance
    • Electronic Correspondence review
    • Monitor and update Investment Banking related Research disclosures
    • Review Investment Banking Dale Files
    • Assist on ad hoc monthly/annual projects

    • Great opportunity for a junior compliance Officer
    • Prestigeous borker dealer in midtown
  • Compliance Analyst

    New York • Permanent

    • Junior Compliance Officer wanted to upport compliance controls and input disclosures
    • Perform electronic communications reviews
    • Conduct Compliance control testing and both memorialize results in writing
    • Research compliance issues as necessary
    • Investigate exceptions derived from Control Testing
    • Assist in the creation or update to Compliance policies and procedures
    • Great Opportunity to join a Prestiguous Broker Dealer
    • Junior Compliance Officer Role!
  • AML Third Party Due Dilligence Investigator

    Manhattan • USD30 - USD50 per hour (USD62,395 - USD103,992) • Temporary

    Our client is a prestigious international bank seeking an AML Due Diligence Investigator for a 6 month assignment. This individual will be working within the FIU team which is part of the GFCC group in Midtown Manhattan.

    • A prestigious international bank in Midtown Manhattan
    • Great opportunity for career growth and experience
  • Consulting Compliance Manager - Retail Banking

    Massachusetts • Permanent

    Our client is a leading audit and consulting firm based in Massachusetts, who is looking to find a compliance leader for their regulatory consulting practice. This role reports directly to the CEO and will be servicing the banks existing retail banking and credit union clients.

    • Leading audit and consulting firm based in MA
    • Manager of the regulatory compliance consulting practice reporting to CEO
  • AML/EDD Researcher

    Princeton • USD32 - USD40 per hour (USD66,555 - USD83,194) • Temporary

    Our client is a prestigious consultancy advisory firm seeking a team of AML/EDD Consultant to complete a 5,000 file EDD file review, looking at 6 months of transaction activity. These individuals will be working within the Financial Market's Advisory group in Princeton, New Jersey.

    • Prestigious Advisory Firm which offers the potential for multiple assignments
    • Team oriented environment with great training.
  • Compliance Officer

    Jersey City • Permanent

    This individual will be responsible for assisting the Chief Compliance Officer with the management and oversight of the Americas compliance program. Specifically this individual will have responsibility for overseeing the regulatory examinations of the Broker Dealers and the Introducing Brokers and also support the firm's benchmark business.

    • Compliance officer opportunity with a global market leader
    • Opportunity to work with a premier institutions compliance products
  • Marketing Review Compliance Off

    New York • Permanent

    A global bank in midtown seeks compliance marketing review officer to support a number of the firms' businesses. A significant portion of time is expected to be devoted to reviewing marketing materials to ensure compliance with various federal, state & FINRA regulatory requirements and conduct email monitoring.

    • Global Bank seeks Marketing Review Officer
    • Great opportunity for junior-mid level compliance officer
  • KYC Officer

    Manhattan • Temporary

    Looking for a mid-level KYC Officer with a background in banking and compliance to join an experienced team in the firm's Midtown Manhattan Office. A majority of the work flow will be low volume, but highly complex, and furthermore, this role will require working directly with business leaders. Strong KYC experience is required.

    • Complete KYC for all new transactions and periodic reviews for existing accounts
    • Will be responsible for preforming Quality Assurance and Due Dilligence as well
  • Financial Crimes Investigator

    Manhattan • Temporary

    Our client is a prestigious bank seeking a team of Financial Crimes Investigators for a new work flow. These individuals will be working within the FCC group in Midtown Manhattan.

    • Compliance Officer for FCC division
    • Excellent oppurtunity to grow your career in Compliance with a prestigous bank
  • Management Consulting Associate - Global Consultancy Firm

    New York • Permanent

    The Practice Business Analyst is responsible for providing support to the Global Investigations and Compliance Practice Operations team in a variety of manners. This position will report directly to the Business Manager. This individual will interact with the Practice Area Leader, Operations Management, Human Capital and Finance and Accounting personnel.

    • Working for a premier Management Consulting Firm in NYC
    • You will work to support the head of the Practice with day to day operations
  • EDD Analyst

    Phoenix • USD20 - USD30 per hour (USD41,597 - USD62,395) • Temporary

    The EDD Analyst in the Phoenix office will be responsible for assessing AML risks, developing and implementing a comprehensive EDD program, performing analysis of emerging high risk industries, and escalating results to senior management and to the BSA quality control lead.

    • EDD Analyst needed immediately
    • Exciting opportunity to join growing department in renowned firm
  • AML Consultant

    Princeton • USD25 - USD45 per hour (USD51,996 - USD93,593) • Temporary

    AML Consultant (s) needed for an AML work flow in the client's Princeton, NJ, office. These individuals will be conducting enhanced due diligence reviews of client's moderate risk customers, performing transaction monitoring and drafting clear and concise summaries of their enhanced due diligence review.

    • Exciting opportunity with prestigious financial services firm
    • AML Consultants needed immediately for expanding work flow
  • AML Investigator

    Cleveland • Temporary

    Seeking AML Investigator (s) for a prestigious financial services firm in Cleveland, Ohio. Qualified applicants must have 2-3 years of AML experience, as job responsibilities include conducting transaction monitoring, detecting potentially suspicious activity, completing comprehensive narratives, and escalating findings for further review.

    • Seeking AML Compliance Professionals for Prestigious Firm - Temp to Perm!
    • 2-3 Years of Relevant AML Experience Needed
  • Consumer/Retail Banking Compliance

    New York • USD100,000 - USD110,000 • Permanent

    My client, a large global bank, is looking to add an AVP to their compliance team. The incumbent will be responsible for consumer/retail banking compliance coverage.

    • Consumer/Retail Banking Compliance
    • Large Global Banking