Banking & Financial Services - Compliance & Legal jobs
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Compliance & Legal jobs
We are looking for a leading analyst to perform Mandate Monitoring Tasks in covering both pre and post trade mandate monitoring. You will be aligned with Global activities where possible, and undertake ad-hoc activities and projects to develop and enhance the mandate monitoring processes.
New YorkPermanentUSD75,000 - USD100,000
- Based in Chicago
- Market leading Asset Management firm
Our client is seeking a Consumer Compliance Officer to join a team of professionals with experience in fair lending, loan compliance, and strong working knowledge of consumer regulations including TILA, ECOA, UDAAP, FCRA and more.
- Seeking compliance professional with consumer lending/loan compliance experience
- Work for an established FinTech firm located in the heart of New York City
As a Director, Regulatory Relations, you will provide leadership to my client's Wealth Management division's Regulatory Relations, Dispute Resolution, Investigations and Correspondent and Advisor Services business functions within the Compliance department.
- Very competitive compensation package
- Exciting, high growth career opportunity
This opportunity is for a BSA Officer, Vice President. This position reports directly to the Head of Trade Services and oversees Trade Services teams in Chicago and Los Angeles.
- Mandarin Speaker
- Trade Finance/Compliance Experience
This is an AVP - AML Transactions and Surveillance role for a Global investment bank based in New York City focusing on AML surveillance and SAR reporting.
- Wide variety of responsibility and duties
- Opportunity for significant career growth through global network
The KYC Vetting Analyst will assist in onboarding clients, analyzing account documentation and conducting risk assessments on the client. The KYC Vetting Analyst will be able to hit the ground running within the Client Management team.
New YorkTemporaryUSD30 - USD31
- Seeking KYC Vetting Analyst to join a growing team.
- Immediate opportunity to work within a prestigious foreign bank.
The AML Investigator will be joining a team of consultants for an ongoing anti-money laundering project located in New York, NY.
- Seeking AML Investigator for a long term contract opportunity
- Contract compliance position located in the heart of Manhattan
Our client is looking for a new KYC/AML/QA Adviser to join their team here in New York. Our client is a large global bank.
- KYC/AML/QA Adviser
- Large Global Bank
My client, a large global bank is looking for a new VP to come aboard their compliance team here in New York.
- VP Compliance Officer
- Large Global Bank