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Senior Manager of Personal & Workplace Investing Audit

Boston - Massachusetts

Permanent - $80000 / 115000

Financial Services

Added on 08/26/2008

About the company
Fidelity's Personal & Workplace Investments Audit provides coverage for both the Retail and Workplace Investing businesses. The workplace industry function provides services that include the development, sales, and distribution of all defined contribution, defined benefits and Stock Plan Services Plans. This group also provides plan sponsors with additional actuarial and consulting services to assist companies in plan design and data management. The Retail Investing arm of Personal & Workplace Investments, through their extensive phone and investor center network, offers individual mutual fund and brokerage accounts to participants along with the necessary tools to help manage their investments. This group is responsible for investment product development and marketing for the overall Fidelity brand.

Job description
Scope of Responsibility:

Senior Audit Managers consistently lead teams on the most challenging projects within Audit, have significant experience in managing complex matters and demonstrates the potential to take on broader leadership responsibilities within the team.


Core Competency Expectations:

Work Strategically
• Support the strategic direction.
• Develop hypotheses around risks and controls.
• Provide input to the development of the integrated audit plan in conjunction with our external auditors in assigned areas.
• Coordinate Audit activities to ensure that the complex risks identified in the assigned project are properly addressed.
• Use risk analysis techniques to determine areas of focus, develop appropriate audit programs, and recalibrate audit work.
• Deliver results to change the business group's or function's control environment.
• Identify and apply leading edge technology and other tools to improve the audit process and results.
• Where applicable, provides thought leadership and direction across Audit for critical knowledge areas. Thought leadership is also recognized outside of Fidelity.

Evaluate Risks and Controls

• Implement and execute risk assessment framework.
• Identify changes in both internal and external environment (e.g., regulatory) that will impact risk profile and audit work.
• Communicates regularly with middle to senior management and is able to communication of risk issues to more senior levels of management
• Use risk analysis techniques to determine areas of focus, develop appropriate audit programs, and recalibrate audit work accordingly.

Communicate Issues and Findings

• Consistently identify audit findings/issues that have enterprise-wide implications.
• Draft complete audit reports that provide a clear description of issues identified, related implications on the business or enterprise as a whole and recommendations to resolve the issues.
• Follow up on identified issues and recommended corrective acti

Who we are looking for
The ideal candidate:

• BA/BS in Finance, Accounting, Technology, or related field of study.
• Professional audit certifications preferred (e.g. CPA, CIA, CISA, etc.)
• Demonstrated technical abilities in multiple areas (e.g., regulatory, transfer agency, brokerage, financial statements, etc.).
• Minimum of 6 years prior audit or audit-related experience.
• Typically three or more years project management experience
• Demonstrated technical abilities across a wide range of topics.
• In-depth knowledge of financial services and/or relevant product offerings

What's on offer
Base, Bonus and Equity

Michael Page Contact
For further info, apply or phone on 617-428-3680.
Your application will be sent to Kevin Berube with the reference B2KB1177157 .
Reference : B2KB1177157

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