Role details

AML Compliance Fund Administrator

Dallas   •  Permanent

Bullet points

  • AML Fund Administration Compliance officer role
  • A unique opportunity to join a dynamic and reputable financial institution

About Our Client

A top tier financial institution in Dallas.

Job Description

  • Assist the AML team in ensuring the operations are efficient and complies with policies and procedures set out by the company
  • Risk assessing all of the new and existing investors and clients and evaluate potential risks
  • Performing enhanced due dilligence on all potential investors to identify PEPs, negatvie news, and sources of wealth
  • Liaising with investors and clients, through written communication, on a periodic basis until all AML documentation has been obtained
  • Prepare client and investor files for clearance
  • Maintain a record of complete and incomplete AML investors and ensure action is taken to receive all outstanding documentation
  • Act as the subject matter expert for AML, working along with the Transition and Shareholder services team to assist with AML related queries including deceased investors, gone away investors and Third party payments
  • Clearing, investigating, and verifying possible matches in relation to Sanctions/PEP screening

The Successful Applicant

  • 5+ years AML fund administration experience
  • Experience reviewing investors for AML infractions
  • Excellent written and verbal communication skills when dealing with clients, investors, and management
  • Demonstrate diligent and methodical approaches to tasks

What's on Offer

Competitive compensation package (base salary, bonus, 401k, paid time off, etc.).

Apply for this job

Click the Apply or LinkedIn button below or contact John Laurine quoting job reference 1210977
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