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Associate / AVP - Broker Dealer Regulatory Reporting
Global Investment Bank
Great opportunity to expand career in the broker dealer space
About Our Client
This is a leading Investment Bank, highly reputable in the US and Global market. Great career opportunities to join a great team and strong firm.
- FOCUS Report support
- Calculating haircuts on securities and computing other deductions and charges, working with applications like LDB's Fixed Income Haircuts and Risk Based Haircuts.
- Working with Operations to ensure they agree with things that we take capital charges on like Failed Trades, Aged Dividends Receivable, Repo's, etc.
- Experience with the 15c3-1 and a bonus if 15c3-3 experience and knowledge of SunGard's R3 System.
The Successful Applicant
- Broker dealer regulatory experience a must
- 15C3-1 experience essential
- 15c3-3 added bonus
- Series 27 or CPA added bonus
What's on Offer
Competitive base and bonus with great benefits.