Role details

Audit VP - Compliance and AML audit

New York   •  Permanent

Bullet points

  • Top Global Investment Bank
  • Compliance expert that will develop and maintain relationships with management

About Our Client

  • Leading Global Investment Bank
  • Challenging, diverse, and supportive work environment
  • Passion, commitment and hard work are valued and rewarded

Job Description

  • Acting as a compliance audit SME especially related to market conduct.
  • Providing high quality input into the continual risk assessment process
  • Driving the audit coverage at local, national and global levels.
  • Develop and maintain relationships with senior management and stakeholders
  • Ability to work in a team environment that includes leading engagements as well as performing hands on work
  • Provide practical, innovative, and value-added solutions to identified issues.

The Successful Applicant

  • Bachelors Degree in accounting or related business fields
  • Strong verbal and written communication skills
  • CIA AND/OR CIA is preferred
  • 3 - 7 years of internal or external audit experience within the financial services sector
  • Ability top work in a fast paced work environment
  • Experience in managing junior staff and intern level employees
  • Strong exposure to compliance, audit, internal controls and operational risk

What's on Offer

  • Competitive base salary
  • Performance based bonus
  • Competitive benefits including:life, health, dental, 401k, PTO

Apply for this job

Click the Apply or LinkedIn button below or contact Ellen Walker quoting job reference 1204175
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