Role details

AVP Broker Dealer Regulatory Reporting

New York   •   USD60,000 - USD130,000   •  Permanent

Bullet points

  • Fantastic career progression in hot market
  • Great salary and benefits

About Our Client

Centrally located in Midtown Manhattan, you will work for a Global leader in the finance and banking space. Great exposure to senior management and opportunity to expand and grow in your career.

Job Description

  1. Perform the following functions on a daily basis:
  • Prepare the daily net capital computation
  • Calculate:
    • ALDOP deficiency charges
    • Securities lending deficiency charges
    • Repo charges
    • Haircuts
    • Daily minimum net capital requirement
    • Broker and customer fail charges
    • Customer reserve
  • Perform customer reserve analytics
  1. Perform the following functions on a weekly basis:
  • Perform customer reserve calculation
  • Perform stock record allocations
  • Review operations reconciliations
  1. Review financial accounting reconciliations, as required
  2. Provide assistance in:
  • All regulatory exams
  • Internal and external audits
  • FOCUS reporting

The Successful Applicant

  • Bachelor degree in Accounting or Finance with experience in a regulatory reporting environment.
  • Communication skills - the ability to write routine reports and correspondence
  • Mathematical skills - the ability to apply concepts such as fractions, percentages, ratios, and prorations to practical business situations
  • Knowledge of Microsoft Excel and Word
  • Series 27 is desirable

What's on Offer

Great base and bonus with good benefits package and career growth.

Apply for this job

Click the Apply or LinkedIn button below or contact Rosie Hamilton quoting job reference 1218669
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