Role details

AVP - Finance Governance & Controls

New York   •  Permanent

Bullet points

  • High visability to senior management
  • Abitily to drive innovation and ownership

About Our Client

My client is an Bulge Bracket Bank located in New York. They are looking to add additional head count to their Controls & Governance team with the addition of an AVP - Finance Governance & Controls.

Job Description

  • Assist with and review the preparation of the Regulatory Control Forum (metric) packs for monthly/quarterly Senior Management (Regulatory Reporting, Financial Control, Product Control, and Operations) review meetings including chairing the meetings and providing minutes.
  • Assist with and review the maintenance of follow-up of actions/issue logs and drive resolution.
  • Ensure adequate communication, tracking and monitoring of the IB Finance Internal and Regulatory exam points, including producing key metrics for Senior Management.
  • Assist with ensuring that Americas Finance areas are complying with the global control requirements and global policy guidelines through independent conformance testing (if applicable).
  • Help build and maintain effective working relationship with other Finance areas (Regulatory Reporting, Product Control, and Finance Control) and regional Control teams to ensure a coordinated approach to control initiatives and implement best practice policies.
  • Assist with ad-hoc investigations and peer reviews. Apply knowledge of control policies, standards and guidelines to assist with the oversight of implementation and conformance testing.

The Successful Applicant

  • Experience in Big 4 firms
  • FRBNY and FINRA regulatory reporting experience
  • Able to challenge current processes and develop recommendations for alternate solutions
  • Able to work independently with limited supervision to improve and enhance a process and grasp new concepts quickly
  • Good understanding of internal controls and governance of a Finance function within an Investment Bank or Broker Dealer obtained from accounting firm/audit experience/regulatory reporting/financial control experience

What's on Offer

My client is offering the AVP - Finance Governance & Controls a competitive base + bonus compensation package.

Apply for this job

Click the Apply or LinkedIn button below or contact Michael Winans quoting job reference 1165295
As you are using an Apple iOS device we are unable to offer you the CV upload function. Please apply with your Linkedin profile below or contact Michael Winans quoting job reference 1165295