Role details

AVP - Investigations and Surveillance

Manhattan   •  Permanent

Bullet points

  • Global Investment Bank
  • Fantastic Opportunity for Career Growth

About Our Client

The company is a multinational banking and financial services company headquartered in Europe. It is has operations in retail, wholesale and investment banking, as well as wealth management, mortgage lending and credit cards.

Job Description

The successful AVP - AML Investigations and Surveillance Analyst will be responsible for:

  • Conduct initial analysis and assessment of alerts generated from system-generated alerts and cases using internal/external research tools
  • Conduct manual reviews/special investigations including but not limited to 314(a)/314(b) investigations, Grand Jury Subpoenas, Law Enforcement requests, negative media, and fraud.
  • Take ownership of individual cases using appropriate case management tools and techniques to progress in order to meet timescales for alert investigation processing
  • Accurately document supporting evidence for alert/case closure or SAR filing.
  • Participate and assist in miscellaneous projects and tasks as requested by the Management team

The Successful Applicant

The successful candidate will have:

  • 4-year college degree or international equivalent
  • 4+ years of AML Compliance and Bank Secrecy Act experience
  • 2+ years of research and/or investigations including Fraud, AML, Credit or Risk
  • 2+ years of Microsoft office applications and Internet search tools
  • 2+ years of case management recording
  • Demonstrated strong verbal and written communication skills



Preferred Qualifications

  • Experience in Compliance, Risk, Operations or Control
  • Knowledge of Correspondent Banking
  • CAMS certification

What's on Offer

Competitive Base Salary + Bonus + Benefits

Apply for this job

Click the Apply or LinkedIn button below or contact Grant Hall quoting job reference 1208421
As you are using an Apple iOS device we are unable to offer you the CV upload function. Please apply with your Linkedin profile below or contact Grant Hall quoting job reference 1208421