Role details

AVP KYC

Jersey City   •  Permanent

Bullet points

  • AVP KYC Client Onboarding Group
  • Broker Dealer

About Our Client

Large global bank with Broker Dealer located in Jersey City

Job Description

- Ensuring onboarding requests are assigned and completed within expected timeframes.

- Ensuring that client maintenance activities are acted upon timely and within prescribed time frames.

- Helping to set a quality framework that is true measure of compliance and ensuring it is attainable, trackable and can be acted upon to resolves issues.

- Working closely with Compliance, Tax, Legal and others to render policy / procedure more transparent and commercial, all while preserving risk control strength.

- Supporting COG learning & development efforts.

- Supporting management in its tactical / strategic initiatives re onboarding applications / other systems.

The Successful Applicant

- Minimum of 7 years prior directly relevant experience.

- BA/BS degree strongly preferred, or its equivalent.

- Strong Excel and Powerpoint skills are a plus.

- Strong understanding of US PATRIOT Act, BSA / AML requirements (e.g. CIP requirements; difference between CDD and EDD; etc).

- Strong understanding of Dodd-Frank and FATCA.

- Experience with identifying opportunities for policy changes and driving change.

- High competency in using external due diligence tools such as Alacra, LexisNexis, etc.

What's on Offer

You will be contacted if your experience is in line with the role.

Apply for this job

Click the Apply or LinkedIn button below or contact Connor O'Neil quoting job reference 1196418
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