Role details

Banking Regulatory Compliance Officer VP

New York   •  Permanent

Bullet points

  • Banking Regulatory Compliance Officer
  • VP

About Our Client

Large Global Bank

Job Description

- Assist with regulatory examinations ( Federal Reserve, NY State Department of Finance)

- Liase with Internal Audit during sweeps/investigations

- Test the compliance program, including AML/BSA/OFAC, Regulation GG, UCC

- Build and execute compliance programs for non-bank subsidiaries

- Draft compliance manuals

- Work with the business teams and legal departments to appropriately assess applicable laws and regulations

- Develop risk assessments/monitoring/testing programs

- Update division-wide policies and procedures across the Fed alphabet regulations and applicable laws (ex., Regs D, W, X, U, H, K, B, Z; UKBA; FCPA; etc.)

- Liaise with the U.S. Broker Dealer and Swap Dealer subsidiaries for overlapping compliance issues (ex. dual hat employees requiring training in Regulation W, UK Bribery Act, Anti-Tying, etc.)

- Write and deliver internal training, both corporate-wide and group tailored

The Successful Applicant

  • Deep knowledge of AML/OFAC/BSA.
  • Ability to work with regulators.
  • Strong presentation skills.

What's on Offer

Competitive Salary + Benefits

Apply for this job

Click the Apply or LinkedIn button below or contact Connor O'Neil quoting job reference 1202039
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