Role details

Broker Dealer Regulatory Reporting Specialist

Jersey City   •  Permanent

Bullet points

  • Leading Investment Bank seeking a CFTC Regulatory Reporting Specialist
  • Excellent opportunity with a strong firm and room for growth.

About Our Client

Leading Financial Services Firm located in Jersey City, NJ.

Job Description

The Broker Dealer Regulatory Reporting Specialist responsibilities include:

- Preparation and analysis of CFTC regulatory reports.

- Computation of CFTC Reg. 1.20 - Segregation of Customer Funds.

- Computation of CFTC 30.7 Foreign Secured Calculation.

- Computation of CFTC 4D Cleared Swaps Calculation.

- Preparation and analysis of other reports such as Leverage, Liquidity, Surveys, and Ad Hoc.

- Provide guidance to junior staff.

- Participate in Regulatory and Financial Audits.

The Successful Applicant

Needed Experience:

- 3-10 years experience.

- BA/BS Degree in Accounting or Finance.

- Strong excel and computer skills.

- Knowledge of broker dealer regulatory rile and interpretations.

- Experience with CFTC customer protection formulas.

- Series 27 preferred.

- Ability to interact with staff at all levels.

What's on Offer

My client is offering a competitive base salary and bonus compensation structure for the CFTC Broker Dealer Regulatory Reporting Specialist.

Apply for this job

Click the Apply or LinkedIn button below or contact Ryan Tetley quoting job reference 1211335
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