Role details

Compliance Analyst - Global Asset Management Firm!

New York   •  Permanent

Bullet points

  • Asset Management Compliance Opportunity
  • Great opportunity for a junior to mid-level buy side Compliance Officer

About Our Client

Prestigious global asset management firm with over $400 billion in AUM.

Job Description

Global Asset Management firm seeks a junior to mid-level compliance officer to perfom surveillance monitoring for the asset management arm of the business with respect to employee trading, code of ethics, information barriers and trading practices amongst other things.

The qualified candidate will also complete other surveillance functions as backup coverage and review and take action on compliance alerts for anti-money laundering trading as well.

The Successful Applicant

- Must have Asset Mangement or buy-side compliance experience

- Bachelors degree

- Familarity with the key sections of the Investment Advisors Act of 1940 including Rule 206(4)-7

- Sound experience in monitoring for Asset Management compliance polices and procedures

What's on Offer

Exciting opportunity for a buy-side compliance officer to grow their career at a world renowned asset management firm.

Apply for this job

Click the Apply or LinkedIn button below or contact Edward Whitehead quoting job reference 1196182
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