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- Great opportunity for a junior compliance Officer
- Prestigeous borker dealer in midtown
About Our Client
Prestigious Broker Dealer in New Orleans!
- PRestigious borke dealer seeks an up and coming compliance analyst to handle personal account trade surveillance and electronic Correspondence review
- Monitor and update Investment Banking related Research disclosures
- Review Investment Banking Dale Files
- Assist on ad hoc monthly/annual projects
The Successful Applicant
- Bachelors degree required
- Strong communication skills
- Strong attention to details
- Ability to identify issues and escalate them as necessary
What's on Offer
Exicting opportunity for a junior compliance officer!