Role details

Compliance Officer

New York   •  Permanent

Bullet points

  • Be part of a growing team
  • Competitive Compensation

About Our Client

My client was founded over 40 years ago and has consistently beat the market year-over-year the management of diversified commodity investment portfolios using commodity futures.

Job Description

  • Development and drafting of Compliance policies and procedures through collaboration with the business, Risk, Legal and Compliance, and other stakeholders.
  • Tracking and analysis of applicable regulatory developments.
  • Responding to document production and related requests from Litigation and Regulatory Exams and Inquiries.
  • Special projects identified by the Manager of the Regulatory Counsel/Policies & Procedures Group and Compliance Counsel.



The Successful Applicant

  • JD and/or 5+ years financial industry experience.
  • Extensive experience with current financial regulatory requirements, including Dodd-Frank, and the ability to analyze and assess new rules and regulations.
  • Experience with form ADV and form PF filings.








What's on Offer

  • Full benefits: health, vision, dental
  • Daily, catered lunch
  • Car and cell phone budget
  • 401(k)

Apply for this job

Click the Apply or LinkedIn button below or contact Michael Campagna quoting job reference 1219457
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