Role details

Electronic Communications Compliance

New York   •  Temporary

Bullet points

  • Review and analysis of Electronic Communications for a global bank
  • Workflow in Midtown Manhattan with large investment bank

About Our Client

This client is an international investment bank located in New York City.

Job Description

Electronic Communications Compliance Responsibilities:

  • Ongoing review and analysis of Electronic Communication
  • Review EC in accordance with regulatory standards and firm policies
  • Flag, investigate and escalate EC that are deemed a violation
  • Update the database parameters
  • Maintain proper documentation in accordance with the department procedures



The Successful Applicant

Qualifications for the Electronic Communications Compliance:

  • Solid understanding of aaplicabale regulation related to banking and capital market activities
  • Should have prior EC and/or Trade surveillance experience
  • Understanding of regulatory concerns as it pertains to EC surveillance
  • Effective oral and written communication skills
  • Minimum 5 years experience in a non AML Compliance role
  • Fluent in English, knowledge of Spanish and French is a plus
  • Experience with Symantec Compliance Accelerator is a plus

What's on Offer

Client offers a competitive hourly rate

Apply for this job

Click the Apply or LinkedIn button below or contact Stephanie Carroll quoting job reference 1202544
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