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Emerging Markets Compliance VP
Emerging Markets Compliance
About Our Client
Large Global Bank with office Downtown.
- Identify regulatory/compliance trends and then advise the business on how it can impact their strategy moving forward.
- Work in conjunction with members of the compliance team globally.
- Help out with reviews, examinations, and audits.
- Create new policies/procedures and implement them.
The Successful Applicant
The ideal candidate for the role will have:
- SEC and FINRA knowledge.
- Experience on an Emerging Markets Sales/Trading Desk.
- Risk Assessment experience.
- Experiences with Policies/Procedures.
What's on Offer
Competitive Base + Bonus.