Role details

FINOP Controller

New York   •  Permanent

Bullet points

  • Leading Financial Services Firm located in New York
  • FINOP Controller position for a growing business with extensive flexibility

About Our Client

Leading Financial Services Firm located in New York, NY.

Job Description

The FINOP Controller Role includes the following responsibilities:

Manage all regulatory reporting for Broker-Dealer in compliance with SEC, FINRA regulations.

Manage preparation and filing of monthly and quarterly FOCUS, SSOI, and Form Custody reports.

Ownership of P&L related items including planning, forecasting, analysis of results, challenging specific items and communication to stakeholders.

Accounting and Administration regarding Equity Trading and Equity Capital Markets (ECM) incl. risk control, reconciliation with clearing company.

The Successful Applicant

- Series 27 Financial and Operational Principal (FINOP) license

- Proven analytical skills and knowledge of Broker-Dealer & IB accounting practices.

- Demonstrated understanding of globally applicable accounting rules related to Equity Trading, Equity Capital Markets (ECM) and comprehensive IB product knowledge.

- Experience in dealing with examinations, audits and inquiries from regulatory authorities

What's on Offer

My client is offering a competitive base salary and bonus compensation structure for a FINOP Controller role in a growing business with extensive flexibility.

Apply for this job

Click the Apply or LinkedIn button below or contact Ryan Tetley quoting job reference 1194438
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