You are here
In House Broker Dealer Attorney
- In House Broker Dealer Attorney
- Well known NYC based technology hedge fund
About Our Client
Well-known NYC based technology hedge fund
Exciting opportunity to go in house and work with a great legal team. This attorney will be working with key business leaders on day-to-day activities and business growth plans. You will be in charge of researching new areas of broker-dealer law and regulations (this would include securities, compliance obligations, etc.) You will also support the broker-dealer's compliance team and trading desks from a day-to-day regulatory standpoint.
The Successful Applicant
- 2 to 6 years' experience as an associate at a "big law" firm or in the legal department of an FS institution or with a regulatory agency
- Must have top tier academics (both undergraduate and JD)
- Strong exposure and knowledge base with securities and other financial laws including with Securities Act of 1933, Securities Exchange Act of 1934, Commodity Exchange Act, FINRA and exchange rules and other related U.S. and non-U.S. securities and other financial instrument-related statutes.
What's on Offer
Competitive compensation and package