Role details

Internal Controls - Investment Management

New York   •  Permanent

Bullet points

  • Investment Management firm looking for Controls/Risk/Audit Candidates
  • Opportunity to have strong client facing within the Investment Management Space

About Our Client

Our client is a financial services firm focusing within the investment management, financial planning, investment banking and asset management space.

Job Description

This candidate will be involved in:

  • Developing and executing the audit plan for an array of business lines including but not limited to the Broker Dealer, Asset Management and Financial Crimes space
  • Working on multiple audit engagements from start to finish
  • Leading and managing junior team members
  • Establishing and maintaining strong relationships with senior leadership, including executive management, and related control groups
  • Working to develop key business initiatives and pro-actively advise and assist the business on change initiatives

The Successful Applicant

The appropriate candidate will have the following:

  • Overall understating of audit practices and methodologies, including risk assessment and a solid understanding of internal control concepts
  • Specific subject matter expertise within the Asset Management, Financial Crimes, and Broker Dealer Operations with exposure to banking and finance and securities industry operations
  • Experience with managing direct reports including managers and senior auditors
  • Excellent verbal and written communication skills, with the ability to present complex and sensitive issues to management in a persuasive manner
  • Bachelor's Degree in Business Administration, Finance, Accounting and a five (5) to eight (8) years experience in the securities industry as a business analyst or consultant or as an auditor with a certified public accounting firm or an equivalent combination of education, training or experience.
  • CAMS, CIA, CFSA, CPA, or any other Auditing Certifications preferred

What's on Offer

Competitive Base + Bonus

Apply for this job

Click the Apply or LinkedIn button below or contact Jillian Saley quoting job reference 1210913
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