Role details

Investment Advisor Counsel

Manhattan   •   USD1 - USD1,000,000   •  Permanent

Bullet points

  • Top-Tier US Investment Bank
  • Seeking an Investment Advisory Counsel for its High Net Worth Client Business

About Our Client

Top-Tier US Bank

Job Description

  • Provide legal advisory services tailored to meet business objectives within permissible statutory and regulatory framework;
  • Support the business in the planning, development and execution of strategic and tactical initiatives and objectives;
  • Support all aspects of the day-to day functioning of the business;
  • Be the subject matter expert on issues related to the Investment Adviser Act and fiduciary responsibilities, and be familiar with broker-dealer issues;
  • Have strong analytical skills and be able to resolve complex legal issues with a significant impact on the business;
  • Exhibit good judgment, and show initiative and follow-through;
  • Be willing and able to manage a team of lawyers.

The Successful Applicant

  • J.D.
  • 10+ years investment management experience
  • Prior in-house experience within a financial institution preferred/significant time (5+ years) with a large law firm with a sizable investment management practice a requirement
  • Ability to work independently in a fast-paced environment
  • Some management experience required
  • Familiarity with AML issues a plus

What's on Offer

Competitive salary plus full benefits

Apply for this job

Click the Apply or LinkedIn button below or contact Ryan Cowen quoting job reference 1207873
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