Role details

Regulatory Reporting Manager

Chicago   •  Permanent

Bullet points

  • Leading international financial services organization
  • Must have prior regulatory reporting experience

About Our Client

Our client is a leading international financial services organization.

Job Description

The Regulatory Reporting Manager will be the leader responsible for developing, maintaining and commercializing comprehensive offerings for regulatory filings applicable to the global client base. It will be important for the individual to continue exploring additional regulatory filings where a service offering could be developed and commercialized in order to enhance the overall client experience. This role will help coordinate offerings across the business units, including Financial Control, Tax, Investor Services, Operations, Product Control and Relationship Management. This role will assist in understanding client requests, working with internal teams to identify solutions and executing the end-to-end processes. Additionally, the individual will own business requirements and drive enhancements around the technology interfaces built to support regulatory filings. The individual will be asked to gain a detailed understanding of the specific filing requirements and identify industry best practices based on client base.

  • Liaise with both business units and HFS management to develop methodologies to finalize approach for new and upcoming regulatory fillings
  • Ensure consistency in approaches across filings, where applicable
  • Understand and document business requirements for system and / or interface changes and new builds specific to the regulatory environment
  • Coordinate and deliver regulatory filings to subscribed clients
  • Manage team of resources supporting regulatory reporting
  • Ensure proper controls are in place for offerings including ensuring detailed process documents are in place.
  • Work collaboratively and provide ongoing regulatory support for both clients and internal teams
  • Communicate client expectations and deadlines across business units involved
  • Consult with clients on a regular basis to ensure satisfaction
  • Work with prospective clients on regulatory offerings and services

The Successful Applicant

  • Strong experience in a regulatory environment.
  • Product knowledge in FATCA, Dodd Frank, CRS, CPO-PQR and AIFMD Annex IV reporting
  • Strong communication, relationship, and facilitation skills to work directly with clients.
  • Shows strong judgment in the ability to formulate plans based on needs and leadership styles of key leaders.
  • Executes efficiently and effectively in a deadline driven environment.
  • Leadership and organizational skills are essential to prioritize client needs and provide feedback.
  • Self-starter and analytical skills to research and make recommendations.
  • Able to consult with clients on a regular basis and communicate expectations and deadlines internally and externally.
  • 10+ years of experience in accounting or finance with a regulatory focus
  • Strong Financial Services background preferred
  • Project management experience (preferred)
  • Experience supervising/managing staff
  • Experience with product design and implementation
  • Bachelor's or Master's degree preferred

What's on Offer

Competitive Base Salary + Bonus + Excellent Benefits

Apply for this job

Click the Apply or LinkedIn button below or contact Damon See quoting job reference 1196693
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