Role details

Senior Accountant- Broker Dealer

New York   •  Permanent

Bullet points

  • Broker-Dealer Arm of Global Asset Management Firm
  • Broker-Dealer Experience Required

About Our Client

$35B+ Asset Management Firm with a growing broker-dealer division.

Job Description

  • Prepare monthly work papers for the Broker Dealer entity that support the financial statements
  • Prepare monthly analytics on Balance Sheet and Income Statement movements.
  • Review and analyze various G&A expenses.
  • Maintain net capital requirements to ensure we are in compliance 
  • Liaise with external/internal auditors on an interim and annual basis.
  • Track commissions on all of our products on a daily basis.
  • Create annual financial statements which are audited and filed with SEC and FINRA.
  • Review monthly FOCUS reports filed quarterly with FINRA

The Successful Applicant

  • Previous broker-dealer accounting experience required
  • Advanced Excel skills
  • Strong organization skills
  • Ability to work independently and collaboratively

What's on Offer

Base salary commensurate with experience, performance bonus, and benefits.

Apply for this job

Click the Apply or LinkedIn button below or contact James Sears quoting job reference 1195209
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