Role details

Senior Compliance Officer - Hedge Fund

New York   •  Permanent

Bullet points

  • Large global Hedge Fund
  • Central Compliance role

About Our Client

Successful and growing Hedge Fund based in New York city. Significant AUM and headcount growth track record.

Job Description

  • Monitoring compliance initiatives as well as federal, state, and non-U.S. regulatory developments and conduct analyses as to how such developments impact the business
  • Drafting and maintaining policies, procedures, and training materials to enhance program efficiency, employee understanding, and mitigate related risk
  • Administering the compliance programs related to the Core Compliance Program including personal trading, outside business activities, gifts and business entertainment and political contributions
  • Fielding inquiries from employees and management on compliance matters
  • Assisting in the annual review of compliance policies and procedures
  • Assisting on a variety of special projects

The Successful Applicant

You will have a minimum of 8-10 years of relevant experience, with exposure to the 1940 Investment Advisors Act.

Your track record should include leading communications with SEC examiners.

Candidates with a strong academic record will be prioritized.

What's on Offer

Excellent package including base, bonus and benefits.

Apply for this job

Click the Apply or LinkedIn button below or contact Steve Harrison quoting job reference 1162797
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