Role details

Senior Compliance Officer

New York   •  Permanent

Bullet points

  • Markets Regulatory Implementation
  • Competitive Compenstation, Extensive Opportunity for Career Growth

About Our Client

My client is a Tier 1 global bank with over 200M customer accounts across over 160 countries.

Job Description

  • Identify and analyze regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to Markets businesses.


  • Advise Compliance and Business management and staff on regulatory and compliance issues as well as strategic implications.
  • Lead initiatives and manage high-impact special projects with a results-driven focus, including coordinating the implementation of new regulatory requirements and compliance program design.
  • Partner with other Compliance teams and global functions, including Legal, Middle Office, Risk, Operations and Technology, and Finance to prevent and detect non-compliance issues and promote a culture of compliance.

The Successful Applicant

  • The ideal candidate for this role is either coming from a Big Four Consulting firm, a top law firm, or a regulatory body.
  • You must have extensive broker-dealer experience to apply.
  • JD required.

What's on Offer

  • Full benefits: health, vision, dental, child care
  • Daily, catered lunch
  • Car and cell phone budget
  • 401(k)

Apply for this job

Click the Apply or LinkedIn button below or contact Michael Campagna quoting job reference 1215743
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