Role details

VP Inquiries & Surveillance

New York   •  Permanent

Bullet points

  • An full-time compliance opportunity with a top tier financial institution
  • A managerial opportunity with a premier investment bank

About Our Client

A top tier financial institution in New York.

Job Description

    • Oversee the day-to-day operations of an nvestigation Team
    • Manage the monthly alert volumes and aging
    • Participate in/ management of projects and special Investigations including but not limited to 314(a)/314(b) investigations, Grand Jury Subpoenas, Law Enforcement requests, negative media, and fraud
    • Maintain and update of departmental policies and procedures
    • Direct and execute the timely, complete and accurate preparation and reporting of SARs
    • Ensure team is accurately documenting supporting evidence for alert/case closure or SAR filing.
    • Participate and assist in miscellaneous projects and tasks as requested by the Management team

The Successful Applicant

    • 4-year college degree or international equivalent
    • 2+ years of research and/or investigations including Fraud, AML, Credit or Risk
    • 2+ years of Microsoft office applications and Internet search tools
    • 2+ years of case management recording
    • Strong Knowledge of AML Compliance, KYC Principles and the Bank Secrecy Act
    • Experience and knowledge of AML surveillance systems and Case Management tools
    • Demonstrated strong verbal and written communication skills
    • 1 - 2 years experience of managing direct reports
    • Knowledge of Correspondent Banking
    • 5 + years experience in AML/BSA Compliance
    • CAMS
    • Project management experience

What's on Offer

Competitive market salary with benefits.

Apply for this job

Click the Apply or LinkedIn button below or contact John Laurine quoting job reference 1215869
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