Associate Compliance Policies and Procedures

Manhattan Permanent USD115,000 - USD135,000
  • Exciting opportunity to work closely with the Chief of Staff
  • Opportunity to join a growing Digital Assets firm

About Our Client

Our client is a growing Digital Assets Firm that is experiencing tremendous growth. They are a leader in the digital assets market and facilitate billions in transactions on a monthly basis.

Job Description

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

Description

  • Design and develop compliance policies and procedures
  • Track regulatory developments and changes using multiple sources
  • Work collaboratively with the Compliance Training Associate to develop and implement trainings
  • Work with teams in Singapore and London to ensure company wide compliance
  • Communicate regulatory developments to key stakeholders in the business

The Successful Applicant

  • Bachelor's Degree is required
  • Advanced degree is preferred
  • 5+ years of compliance experience, FINRA firm or SEC regulated preferred
  • Knowledge of SEC, FINRA, DFS regulations
  • Adaptable learner who can thrive in a changing regulatory environment

What's on Offer

Our client offers a competitive compensation package

Contact
Erica Kriegl
Quote job ref
JN-022022-5264733

Job summary

Sector
Banking & Financial Services
Sub Sector
Compliance & Legal
Industry
Financial Services
Location
Manhattan
Contract Type
Permanent
Consultant name
Erica Kriegl
Job Reference
JN-022022-5264733