Associate Reporting - Broker Dealer

Jersey City Permanent USD125,000 - USD175,000 per year
  • Competitive compensation
  • Opportunity for growth in well established firm

About Our Client

A FinTech company and component of the S&P 500. A leading provider of global fixed income trading platforms, data, and post-trade solutions.

The fixed-income markets represent an enormous global marketplace, where only a fraction of average daily trade volume occurs electronically. Believe it or not, most fixed-income trades are still executed via phone or blotter, providing us with a significant opportunity for disruption and future growth.

We believe this market is ripe for disruption and have created a proprietary electronic platform that connects the world's most influential financial institutions to the world's largest capital market. Since 2015, the client has grown from roughly 300 employees to approximately 700 with offices across seven countries and annual revenue has more than doubled. We're excited about the growth opportunities ahead and have built a fast-paced, collaborative, environment where all employees are empowered to make a material impact. We hope you'll come join us!

Job Description

  • Preparing financials and books and records for the Broker-Dealer according to GAAP and ensuring all regulatory reporting requirements are met
  • Ensuring accurate and timely financial reports submitted to any securities industry regulatory body
  • Supervision and/or performance of the Broker-Dealer's responsibilities under all financial responsibility rules promulgated pursuant to the provisions of the Securities Exchange Act of 1934 (Exchange Act)
  • Ensuring accurate and timely completion of the month-end, quarter-end, and year-end close processes
  • Facilitating the following duties: FOCUS Reports; Net Capital Computations (15c3-1); Customer Reserve Computations (15c3-3); Supplemental Schedule of Income (SSOI); Form Custody; Brokerage Statement Analysis; Securities Investor Protection Corporation (SIPC); Annual Audit Support; FINRA Examination Support; Accounting Due Diligence; and Bookkeeping
  • Supporting the Corporate Controller and Head of SEC Reporting in overseeing audit and examination related processes throughout the year.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

  • B.S. in Accounting or Finance (or related experience).
  • Series 99 preferred (or willing to obtain).
  • CPA preferred.
  • 2-4 years of broker-dealer business finance and operations, including reporting, and exposure to financial regulation.
  • Experience with regulatory reporting, specifically FINRA and SEC requirements.
  • Excellent technical skills with ability to synthesize financial information and to drive high quality financial accounting and reporting.
  • Demonstrated analytical skills including the ability to synthesize quantitative and qualitative data to draw conclusions and assist on decision making.
  • Must be able to present technical matters in a way that is meaningful to the audience; dynamic organization requires pro-activity in ensuring targets are met and projects accomplished.
  • Highly motivated, participative team player with strong interpersonal skills. Must have a balance of assertiveness and discretion to be a credible and sought-after resource.
  • Strong communication skills, both written and verbal.
  • Ability to work well both independently and as part of a team.
  • Strong organizational and time management skills, demonstrated ability to manage multiple projects and deadlines.
  • Ability to build key relationships with finance and other professionals across the organization.

What's on Offer

  • Hybrid Environment: We care about your work life balance. Most technology employees in the tri-state area are in the office roughly two days per week.
  • Employer Provided Food!: Free lunch is delivered for all employees when in the office. Offices are always stacked with free snacks and drinks.
  • 401(k): Dollar-for-dollar employer match up to $10K
  • Health Insurance: Highly competitive medical, dental, and vision programs
  • Wellness Stipend: Up to $1K annually towards gym memberships or home equipment
  • Onsite Healthcare: You get convenient access to world-class care through Mount Sinai at our Hudson Yards location
  • Tuition Assistance and Professional Training: We want to empower your continued growth and development. On-demand learning, boot camps, and opportunities for conferences are available to all employees.
Gordon Bonker
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Job summary

Banking & Financial Services
Sub Sector
Accountancy & Finance
Financial Services
Jersey City
Contract Type
Consultant name
Gordon Bonker
Job Reference