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Audit Manager Capital Markets

New York, New York Permanent USD110,000 - USD130,000 per year View Job Description
The role of Audit Manager Capital Markets involves overseeing and managing financial audits, ensuring compliance with financial regulations, and enhancing capital market strategies. This position requires an individual with robust knowledge of financial services, particularly in the capital markets sector.
  • Gain capital markets, risk management and regulatory audit experience
  • Join a growing organization in the US market

About Our Client

Our client is a growing organization within the financial services industry. Known for its significant influence in the financial sector, the company operates at a global level, offering an array of services to a diverse client base.

Job Description

  • Lead audits in the capital markets space.
  • Ensure compliance with all applicable financial regulations and standards.
  • Coordinate with various teams to streamline audit processes.
  • Identify potential risks and develop mitigation strategies.
  • Provide leadership and guidance to junior staff.
  • Prepare comprehensive reports for senior management.
  • Stay updated with the latest developments in the financial services industry.



MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

A successful 'Audit Manager Capital Markets' should have:

  • 3+ years of internal audit coming from the investment banking or broker dealer space.
  • Experience in regulatory validation work like MRA/MRIAs.
  • A solid understanding of financial products and capital markets.
  • Proficiency in financial regulations and standards.
  • Strong leadership skills and the ability to guide a team.
  • Excellent analytical and problem-solving skills.
  • Effective communication skills, both written and verbal.
  • A keen eye for detail and a high level of accuracy.

What's on Offer

  • A competitive salary range from $120,000- $130,000 + bonus.
  • Hybrid environment of 1-2 days in office.
  • Opportunity to work in a prestigious organization in the financial services industry in New York.
  • An inclusive and collaborative work environment.
  • Continuous learning and development opportunities.
  • Comprehensive health benefits.



We encourage all qualified candidates to apply and embark on an exciting career journey with us in the financial services industry in New York.

Contact
Jillian Saley
Quote job ref
JN-022025-6677053

Job summary

Sector
Banking & Financial Services
Sub Sector
Internal Audit
Industry
Financial Services
Location
New York
Contract Type
Permanent
Consultant name
Jillian Saley
Job Reference
JN-022025-6677053