Broker Dealer Controller - Regulatory Reporting - NYC

• Assist with the month-end and quarter-end close process as well as preparation of financial statements under both US GAAP and IFRS for broker dealer and charitable organization.
• Perform detailed review and variance analysis of revenue streams, costs drivers and business KPIs.
• Reconciliations of balance sheet and profit & loss accounts.
• Work closely with regulatory reporting group on monthly filings of FOCUS reports (15c3-1, 15c3-3)
• Identify and solve process gaps and implement effective internal controls; improve standard operating procedures (SOP's) and account reconciliations/substantiation to comply with company standards.
• Help implement strategic technology builds and changes in reporting paradigms, including changes in reports as dictated by management and regulators.
• Support strategic and tactical projects, including working with Operations to implement upgraded clearance and settlement systems.
• Liaise with external auditor and other internal stakeholders.
• Lead a team of 2-3

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