Capital Markets Auditor

• Plan and execute risk-based audits across capital markets functions (e.g., equities, fixed income, derivatives, structured products).
• Assess the effectiveness of key controls in trading, operations, risk management, and compliance areas.
• Evaluate compliance with regulatory requirements such as Dodd-Frank, Volcker Rule, Basel III, and SEC/FINRA regulations.
• Review end-to-end trade flow and perform testing of systems and processes across front, middle, and back office.
• Prepare high-quality audit reports with clear findings, root causes, and practical recommendations.
• Engage with senior stakeholders to communicate audit results and track remediation progress.
• Stay informed of emerging risks, industry trends, and regulatory developments in capital markets.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.