Compliance Analyst in Los Angeles and Manhattan

Los Angeles Permanent USD80,000 - USD110,000 per year
  • The client offers a hybrid working model.
  • Opportunity to join an organization that offers growth opportunities.

About Our Client

Our client is a larger, world-known investment manager, focused on alternative methods of investment. This role is located in Los Angeles, CA or Manhattan, NY.

Job Description

Key Responsibilities Include-

  • Act as a SME on general compliance matters, specifically within the enterprise team.
  • Support the team with the continual review and update of the firm's Code of Ethics policies and procedures.
  • Provide direction on conflicting matters relating to gifts & entertainment, political contributions, outside activity, and personal account trading.
  • Continually assist with the administration of broker dealer related activities.
  • Complete marketing review as needed.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

Key Qualifications Include-

  • At least three years of experience within the scope of compliance and legal work
  • Bachelor's Degree with excellent academic credentials
  • Experience with the SEC, and a strong understanding of MNPI
  • Strong computer and Microsoft Office Suite skills
  • Experience working cross-functionally and collaborate across multiple lines of business
  • Ability to effectively communicate with senior level associates, both verbal and written
  • Candidate is willing to commute to the Manhattan or Los Angeles office on a hybrid schedule

What's on Offer

What's On Offer-

  • Hybrid working model
  • Medical, Dental, Vision benefits
  • Retirement plan with employer match
  • An organization that offers growth opportunities
Rachel Kobisher
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Job summary

Banking & Financial Services
Sub Sector
Compliance & Legal
Financial Services
Los Angeles
Contract Type
Consultant name
Rachel Kobisher
Job Reference