Compliance Associate

New York Permanent USD80,000 - USD100,000
  • Opportunity to join a dynamic environment
  • Client will move quickly with the qualified candidate.

About Our Client

Our client is a growth-oriented stock investment firm that focuses on individual companies, located in New York city.

Job Description

  • Maintain a current working knowledge of industry regulations and internal policies.
  • Partake in daily surveillance activities, including the daily trade blotter.
  • Pinpoint electronic communications that require further investigation and escalate accordingly.
  • Detect potential violations and ensure compliance with rules and regulations through periodic testing.
  • Partake in the administration of regular firm compliance training's.



MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

  • BA/BS degree in (econ, CS, Finance, or similar field).
  • 2-3 years of relevant experience.
  • Growth mindset and eager to contribute.
  • Emphasis on project management and task execution.
  • Creative, quick thinker and learner, resourceful.
  • Exposure to or interest in new technologies within the compliance industry.

What's on Offer

  • Competitive salary package and bonus
  • Great benefits
  • Operating on a hybrid model
  • Virtual interview process
Contact
Juan Lavariega
Quote job ref
JN-042022-5585608

Job summary

Sector
Banking & Financial Services
Sub Sector
Compliance & Legal
Industry
Financial Services
Location
New York
Contract Type
Permanent
Consultant name
Juan Lavariega
Job Reference
JN-042022-5585608