Compliance Auditor - Consumer Regulations

Manhattan Temporary USD75 - USD88 per hour
  • Highly visible and critical role to the organization
  • Ability to work on highly critical projects

About Our Client

Our Client is a Bank in Midtown

Job Description

  • Lead and /or perform compliance testing of consumer and bank regulatory compliance controls. Follow the bank's structured review and testing process, and work paper and document retention requirements.
  • Identify potential compliance risks and recommend resolutions and/or escalate to appropriate individuals to determine if further investigation is necessary.
  • Collaborate with compliance and business lines to develop remediation plans to resolve control weaknesses identified through testing.
  • Prepare review reports for Management that highlights the scope, testing approach, and the results of the review.
  • Track and validate the implementation of remedial actions submitted by the remedial actions owners and verify that issues were remediated. Follow up as necessary.
  • Monitor regulatory activities and industry developments to identify trends and emerging issues that may impact the bank and may require changes to the compliance testing program.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

  • Experience in Compliance Monitoring & Testing or Compliance Audit
  • Minimum 5 years experience testing or auditing consumer compliance regulations
  • Alphabet regulations knowledge

What's on Offer

Rate commensurate on experience. Position will be in office.

Samantha Barrett
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Job summary

Banking & Financial Services
Sub Sector
Compliance & Legal
Financial Services
Contract Type
Consultant name
Samantha Barrett
Job Reference