Compliance Monitoring & Testing Consultant

New York Temporary USD103,992 - USD145,588
  • Opportunity to consult at a investment bank starting off remote
  • Opportunity to be cross trained within different areas of the business

About Our Client

Our client is a global investment bank located in New York City (New York, New York). The team is responsible for testing controls and the consultants will be testing the first line of defense for assurance work.

Job Description

Compliance Monitoring & Testing Consultant is responsible for the following:

  • Carrying out high quality reviews of first line of defense (1LoD) controls.
  • Knowledgeable retail bank regulations (Alphabet Regs) or FINRA / SEC regulations.
  • Knowledgeable of Dodd Frank and SWAP dealer.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

Compliance Monitoring & Testing Consultant will have the following background:

  • Bachelors Degree
  • 2+ years of financial services within compliance, audit or risk.
  • Ability to show proof of vaccination.
  • Prior experience testing controls.

What's on Offer

Our client offers above market rate compensation, OT eligible, benefits (Medical & commuter), and flexible work environment.

Alexys Naranjo
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Job summary

Banking & Financial Services
Sub Sector
Compliance & Legal
Financial Services
New York
Contract Type
Consultant name
Alexys Naranjo
Job Reference