Compliance Paralegal

New York, New York Temporary USD80,000 - USD90,000 per year
  • Contract to hire based on performance.
  • Hybrid work schedule (3 to 4 days in Midtown).

About Our Client

Provide Private Fund Managers, State Registered Advisers, Commodity Trading Advisers & Pool Operators with outsourced regulatory compliance services.

Job Description

  • Conduct legal research on regulatory requirements, industry standards, and best practices related to compliance matters.
  • Assist in the development, implementation, and maintenance of compliance policies, procedures, and training programs.
  • Monitor changes in laws, regulations, and industry standards affecting the organization's operations and compliance obligations.
  • Support compliance audits and investigations by gathering and organizing relevant documentation and information.
  • Assist in drafting and reviewing compliance-related documents, including policies, procedures, and reports.
  • Maintain accurate records and documentation of compliance activities, including regulatory filings and correspondence.
  • Collaborate with internal stakeholders, including legal counsel, compliance officers, and department heads, to ensure compliance with applicable laws and regulations.
  • Assist in the preparation of regulatory filings, disclosures, and responses to inquiries from regulatory agencies.
  • Provide support in responding to compliance-related inquiries from internal and external parties.
  • Stay updated on emerging trends and developments in compliance law and regulations to advise stakeholders accordingly.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

  • Bachelor's degree in Paralegal Studies, Legal Studies, Business Administration, or related field.
  • Paralegal certificate or equivalent qualification preferred.
  • Proven experience working as a compliance paralegal or in a related legal or regulatory role.
  • Strong understanding of regulatory compliance principles and practices, particularly in areas such as corporate governance, data privacy, and regulatory filings.
  • Proficiency in legal research and writing, with excellent analytical and problem-solving skills.
  • Detail-oriented and highly organized, with the ability to manage multiple tasks and prioritize workload effectively.
  • Excellent communication and interpersonal skills, with the ability to communicate complex legal concepts clearly and effectively.
  • Ability to work independently with minimal supervision and collaborate effectively in a team environment.
  • Proficiency in Microsoft Office Suite and legal research tools/software.
  • Ability to maintain confidentiality and handle sensitive information with discretion.

What's on Offer

Contract to hire position based on performance offering a hybrid work schedule (3 to 4 days per week in office located in Midtown). Day one benefits will be offered through Aetna (health, vision, and dental) as well as commuter benefits.

Kathryn Mettler
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Job summary

Sub Sector
Paralegals / Legal Assistants - Private Practice
Business Services
New York
Contract Type
Consultant name
Kathryn Mettler
Job Reference