Compliance Training Associate

Manhattan Permanent USD115,000 - USD135,000
  • Exciting opportunity to work closely with the Chief of Staff
  • Opportunity to join a growing Digital Assets firm

About Our Client

Our client is a growing Digital Assets Firm that is experiencing tremendous growth. They are a leader in the digital assets market and facilitate billions in transactions on a monthly basis.

Job Description

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

Description

  • Conduct evaluations of various business lines to determine the training needs to ensure compliance with industry laws and regulations
  • Work with third-party training providers to incorporate training modules into the Program
  • Develop and deliver live training sessions on relevant material and topics
  • Maintain records for internal and regulatory review
  • Work closely with the Legal Department to continuously stay abreast of regulations

The Successful Applicant

  • Bachelor's Degree is required
  • Advanced degree is preferred
  • CAMS Certification is preferred
  • 5+ years of compliance experience, FINRA firm or SEC regulated preferred
  • Knowledge of SEC, FINRA, DFS regulations
  • Adaptable learner who can thrive in a changing regulatory environment
  • Experience in Fintech of Cryptocurrency would be a plus

What's on Offer

Our client offers a competitive compensation package

Contact
Erica Kriegl
Quote job ref
JN-022022-5268414

Job summary

Sector
Banking & Financial Services
Sub Sector
Compliance & Legal
Industry
Financial Services
Location
Manhattan
Contract Type
Permanent
Consultant name
Erica Kriegl
Job Reference
JN-022022-5268414