Save Job Back to Search Job Description Summary Similar JobsBanking client seeking Compliance Counsel to report to CCO5 day a week in person role in Midtown ManhattanAbout Our ClientBanking institution.Job DescriptionThe Counsel will join a dynamic Compliance and Legal team, reporting directly to the COO.Main Responsibilities:Serve as the point person for corporate compliance matters, advising internal stakeholders on corporate compliance risk assessment, new product approval processes, compliance monitoring and testing, compliance trainingSpearhead the regulatory change management processAdvise on conduct risk, review outside business activity requests advising on conflicts of interest, conducting internal investigations and reviews when requiredManage the firm's corporate compliance program, implementing policies and procedures concerning: anti-bribery, anti-corruption, conflicts of interest, customer interaction, insider and affiliate transactions, personal trading, insider information, outside business activity and gifts and entertainmentAdvise on a wide range of regulatory matters including regulatory rules and special projects, while managing all examinations while working with regulatory agenciesRespond to regulatory requests for informationMPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.The Successful ApplicantJD from top US Law SchoolAdmitted to NY State Bar4-6 years of experience working at a law firm, in-house at financial services institution, and/or regulatory agencyMust have experience with corporate compliance (anti-bribery, anti-corruption, corporate gifting, customer interaction, etc.)Experience advising on financial services compliance and regulationsExperience writing policies and procedures surrounding compliance mattersExperience in counseling/advising business teamsWhat's on OfferCompetitive base salaryBonusContactJennifer PettigrewQuote job refJN-082024-6520230Job summarySectorLegalSub SectorAttorney - In-houseIndustryFinancial ServicesLocationNew YorkContract TypePermanentConsultant nameJennifer PettigrewJob ReferenceJN-082024-6520230