Finance Regulatory AVP

Whippany Permanent USD100,000 - USD130,000
  • Leading Investment Bank
  • New Jersey

About Our Client

My client is a leading global investment bank in Whippany, NJ.

Job Description

  • Managing transaction testing, oversight of scheduling and conduct of walk-through meetings with all relevant stakeholders, selection of appropriate samples for testing
  • Reporting of all issues identified/observations made and recommended remediation and communication of results to all relevant stakeholders
  • Managing the assigned controls testing process, review of the design of process and controls, supervisory review of testing within policies and standards
  • Maintaining full appropriate documentation that is auditable
  • Reporting and communicating all assessments to the appropriate personnel
  • Reviewing issues remediation documentation
  • Providing training and guidance relating to transaction and controls testing and current regulatory developments

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

  • Bachelor's Degree with strong academic background
  • Qualified or in the process of being qualified accountant
  • 2+ years of investment banking and/or financial services experience OR
  • 2+ years of auditing/public accounting experience in Big 4 firms

Skills that will help you in the role:

  • Excellent understanding of internal controls and governance of a Finance function within an Investment Bank or Broker Dealer
  • Working knowledge of CCAR, financial accounting and products, regulatory reporting, control governance and/or SOX
  • Experience managing a team to tight deadlines, effective communication with senior members of management, demonstrate a pragmatic approach to problem solving
  • Able to question current processes and develop recommendations for alternate effective solutions, proficient in Excel i.e. vlookups, pivot tables, formula etc. and PowerPoint

What's on Offer

  • Competitive base salary and bonus
  • Opportunity to work with a leading well-known investment bank
  • Full medical, dental, vision
  • Brand new campus with amenities - State of the art working environment (Cafe, Gym, Pool Tables, etc.)
  • Flexible and dynamic working environments
  • Hybrid work opportunity
  • Ability to work closely with senior leadership
Jake Karlin
Quote job ref

Job summary

Banking & Financial Services
Sub Sector
Accountancy & Finance
Financial Services
Contract Type
Consultant name
Jake Karlin
Job Reference