Fixed Income Advisory Consultant

Stamford, Connecticut Temporary USD500 - USD800 per day
  • Hybrid Work Schedule Located in Stamford, Connecticut.
  • Long-term contract offering a competitive daily pay rate.

About Our Client

Our client is a Broker-Dealer located in Stamford, Connecticut. They are seeking one (1) Fixed Income Advisory Consultant with 5-10 years of Fixed Income Broker-Dealer experience for a long-term contract opportunity with a hybrid work schedule (3-days on site in Stamford, Connecticut).

Job Description

The key responsibilities of the Fixed Income Advisory Consultant are:

  1. Reviewing the client's supervisory framework and procedures.
  2. Identifying and addressing gaps in compliance with regulatory standards.
  3. Advising on controls and documentation for broker-dealer activities.
  4. Assisting in developing and executing remediation plans.
  5. Collaborating with stakeholders locally and globally.
  6. Challenging existing processes for improvement.



MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

The successful Fixed Income Advisory Consultant should have the following background:

  1. 5-10 years of professional experience working at US broker-dealers, preferably in fixed income.
  2. Experience advising on or conducting broker-dealer supervision.
  3. Familiarity with executing controls related to broker-dealer activities.
  4. FINRA Series 24 license is beneficial but not mandatory for the role.
  5. Ability to work at least 3 days on-site in Stamford, Connecticut.

What's on Offer

The offer for the successful Fixed Income Advisory Consultant candidate includes a competitive daily rate and benefits for the duration of a long-term contract, with a hybrid work schedule located in Stamford, Connecticut.

Contact
Luke Tebolt
Quote job ref
JN-022024-6343501

Job summary

Sector
Banking & Financial Services
Sub Sector
Operations / Middle Office - Banking / Securities
Industry
Financial Services
Location
Stamford
Contract Type
Temporary
Consultant name
Luke Tebolt
Job Reference
JN-022024-6343501