Hybrid Compliance Manager in NYC

Manhattan Temporary USD145,588 - USD166,387
  • Flexiable work from home schedule
  • Gain experience within the commodities market

About Our Client

Our client is a European Financial services firm that has a location in Midtown NYC

Job Description

  • Prepare and maintain policies and procedures
  • Help manage people who work in the European location
  • Look over internal and/or external audit findings
  • FINRA Filings
  • Speak directly with stakeholders and regulators
  • Establish and maintain training programs for new hires
  • Prepare and submit reports to regulators when requested
  • Conduct compliance monitoring and maintain the program
  • Validate information and confirm that it is compliant

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

  • The successful candidate can work on a hybrid schedule moving forward and can travel to Midtown NYC when needed
  • Open to starting a new position in the next month
  • Bachelor's degree or higher
  • Experience in the commodity derivative markets (ETD & OTC)
  • Exposure to the CFTC, FINRA, and NFA
  • Experience filings regulated information
  • Experience preparing and maintaining policies and procedures
  • Expert using compliance programs and Microsoft Office Suite programs

What's on Offer

This client is offering to be flexible in terms of work from home vs work from the office schedule. This position is offering an over market rate and is looking to hire someone as soon as the consultant is available.If you are interested, please apply directly through this job posting!

Daniella Younossi
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Job summary

Banking & Financial Services
Sub Sector
Compliance & Legal
Financial Services
Contract Type
Consultant name
Daniella Younossi
Job Reference