Internal Audit Manager

New York Permanent USD110,000 - USD130,000
  • Hybrid remote opportunity
  • Exposure to different types of audits

About Our Client

Our client is an American financial services firm with an international prescence. They specialize in institutional equity, fixed income sales and trading, and serving the middle market with investment banking services, prime brokerage, and commercial real estate financing.

Job Description

  • Manage the work of project-specific teams and provide supervision and direction
  • Perform risk-based audit work, including detailed walkthrough meetings, documentation review, and substantive testing
  • Perform Sarbanes-Oxley control testing for key business processes
  • Assess control strengths and weaknesses and determine compliance with policies and procedures
  • Draft and present comprehensive management action plans and audit reports as final deliverables
  • Follow-up with accountable business and compliance leaders and their teams to ensure control issues are effectively resolved
  • Coordinate work with Risk, Legal & Compliance and other control-related activities and with others within Internal Audit
  • Utilize relationship management skills to build business relationships with audit clients
  • Some travel may be required



MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

  • Experience performing operational audits with a solid understanding of one or more of the following areas:
    • Investment Banking
    • Asset / Wealth Management
    • Capital Markets
    • Fixed Income Securities (Government and Corporate)
    • Compliance Reviews - (e.g., KYC, AML etc.)
    • Real Estate
    • Broker Dealer
    • Regulatory Reviews
  • Experience performing SOX audits
  • Supervisory experience leading small to medium size teams of auditors
  • A mix of both Internal Audit and consulting experience (preferably Big-4)
  • Excellent verbal and written communication skills
  • Ability to discuss technical findings with a non-technical audience.
  • Project Management Skills

What's on Offer

A competitive base salary with a year end bonus that will between 15-20%

Contact
Jason Ruggiero
Quote job ref
JN-042022-5430786

Job summary

Sector
Audit & Advisory
Sub Sector
Internal Audit
Industry
Financial Services
Location
New York
Contract Type
Permanent
Consultant name
Jason Ruggiero
Job Reference
JN-042022-5430786