Save JobEmail Job Back to Search Job Description Summary Similar JobsNewly created role with top financial institutionHybrid role 3 days in office with exceptional benefitsAbout Our ClientFinancial services client.Job DescriptionThe Senior Legal Counsel will work closely with other members of the legal team, advising the business on the following legal matters:Provide clear and concise legal advice to business units on mutual funds, particularly focusing on 1940 Act supportReview regulatory filings, '40 Act fund registration statements, proxy statements and prospectusesEnsure all marketing, operational and investment matters are in compliance with various regulations pertaining to an RIAAssist with fund creation, mergers and new product offerings/changes to existing productsPrepare materials for board meetings and attend board meetingsWork closely with the Managing Counsel on a wide range of special projectsWork directly with internal business partnersPlease apply today to have your resume considered within 24 hours.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.The Successful ApplicantJD from a top US law schoolNY State Bar4-8 years of experience gained at a top law firm and/or in-house with a financial services companyMust have experience providing advice on the Investment Company Act of 1940, Investment Advisers Act and other regulatory matters pertaining to a registered investment adviser/registered fundsExperience advising clients on investment company disclosure matters, corporate governance and securities lawExperience reviewing board materials, '40 act fund registration statements, proxy statements, regulatory filings and prospectusesAdditional experience working with life insurance, mutual funds, and insurance products is preferredExcellent communication skillsWilling to work in-office 3x per week in NYCWhat's on OfferBase salary from $220,000-$265,000 per yearHighly competitive bonus structureIndustry leading 401(k) matchBenefits package beginning on day one of employment4 weeks PTOFully paid parental leaveAdditional benefits and perksHybrid working environment with 3x in-office, 2x WFHExcellent company cultureContactJennifer PettigrewQuote job refJN-022023-5945437Job summarySectorLegalSub SectorAttorney - In-houseIndustryFinancial ServicesLocationNew YorkContract TypePermanentConsultant nameJennifer PettigrewJob ReferenceJN-022023-5945437
