Risk, Process and Controls Associate

New York Permanent USD80,000 - USD110,000
  • Hybrid remote opportunity due to Covid - 19
  • Opportunity to move out of audit

About Our Client

A top tier global institution bank that is publicly traded on the NYSE.

Job Description

Assist in the preparations of annual business & entity level related internal controls scoping assessment, as well as on-going risk assessments and risk data gathering in accordance with COSO 2013;

Perform testing of business related internal controls (e.g., perform test of design and operating effectiveness during the year);

Prepare COSO 2013 and J-SOX business & entity level process documentation, including flowcharts & key controls matrices, through management of the Company's periodic COSO 2013/J-SOX certification process with the banks Internal and External Auditors;

Assist in building and maintaining a collaborative relationship with Internal and External Auditors in order to ensure that the COSO 2013/J-SOX testing and audit procedures related to business/entity level controls are executed in an effective and efficient manner;

Assist in developing strong relationships with key business/entity level stakeholders in order to identify areas of risk, while also preparing business partners and business process owners to properly execute COSO 2013/J-SOX requirements;

Performing root cause analysis, assessing the severity of deficiencies, and communicating findings and recommendations;

Effectively manage the remediation of business/entity level related internal control design and operating effectiveness deficiencies, including liaising with cross-functional remediation teams and documentation of the banks summary of aggregated deficiencies;

Assist with the preparation and provide annual internal control related training with team leads.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

3-5 years of comparable or revelant experience. Experience with US SOX and IAD.

Big Four Audit at a multinational public companies within financial services is a plus.

What's on Offer

Extremely competitive base salary with potential for bonus

Jason Ruggiero
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Job summary

Audit & Advisory
Sub Sector
Internal Audit
Financial Services
New York
Contract Type
Consultant name
Jason Ruggiero
Job Reference