Senior Compliance Analyst

Manhattan Permanent USD90,000 - USD100,000 per year
  • An opportunity for growth within a very collaborative and dynamic environment.
  • Client will move quickly with the qualified candidate.

About Our Client

Our client is a leader in the global investment management space, specializing in alternative investments. Located in Manhattan.

Job Description

  • Review of marketing materials and aid in the management of code of ethics.
  • Ad- hoc tasks and responsibilities.
  • Advise and monitor on conflicts including, personal account trading , outside business activities, and gifts and entertainment.
  • Aid in day to day compliance functions.



MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

  • 3-5 years of compliance experience
  • Strong understanding of SEC regulations.
  • Strong understanding of Material nonpublic information.
  • Outstanding prioritization abilities and communication skills.
  • Ability to work in a team.
  • Ability to work under pressure and meet deadlines.

What's on Offer

  • Medical, Dental, and Vision insurance.
  • Hybrid working environment.
  • An environment that promotes growth and opportunity.
Contact
Juan Lavariega
Quote job ref
JN-082022-5714477

Job summary

Sector
Banking & Financial Services
Sub Sector
Compliance & Legal
Industry
Financial Services
Location
Manhattan
Contract Type
Permanent
Consultant name
Juan Lavariega
Job Reference
JN-082022-5714477