Senior Compliance Officer - Compliance Oversight Program

New York, New York Permanent USD100,000 - USD140,000 per year View Job Description
The Senior Compliance Officer will play a critical role in overseeing the Compliance Oversight Program within the financial services industry. This position focuses on ensuring adherence to regulatory requirements and internal policies to mitigate risk and maintain high standards of compliance.
  • Fast growing organization.
  • Wide exposure to the firm.

About Our Client

This opportunity is with a large organization in the financial services industry. The company is known for its robust operations, commitment to regulatory compliance, and its focus on fostering a professional and ethical work environment.

Job Description

  • Develop, implement, and maintain the Compliance Oversight Program to meet regulatory and internal standards.
  • Conduct regular reviews and assessments to ensure compliance with applicable laws and regulations.
  • Provide guidance to internal teams on compliance-related matters to support business objectives.
  • Collaborate with regulatory bodies and respond to compliance-related inquiries or audits.
  • Prepare and deliver reports on compliance performance and risks to senior management.
  • Develop and deliver training programs to promote compliance awareness across the organization.
  • Identify potential compliance risks and implement strategies to mitigate them effectively.
  • Stay updated on changes in regulations and incorporate them into the compliance framework as needed.



MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state, or local law. MPI encourages applications from minorities, women, the disabled, protected veterans, and all other qualified applicants.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

A successful Senior Compliance Officer should have:

  • A strong understanding of compliance regulations within the financial services industry.
  • Excellent analytical skills to assess risks and develop effective compliance strategies.
  • Strong communication skills to interact with internal teams and regulatory bodies.
  • The ability to develop and deliver compliance training programs effectively.
  • A proactive approach to staying informed about regulatory changes and trends.

What's on Offer

  • Competitive salary range of $100,000 to $140,000 per year, based on experience.
  • Comprehensive benefits package to support health and well-being.
  • Opportunities for professional growth within the financial services industry.
  • A collaborative and professional work environment in New York.
  • Engagement in impactful compliance initiatives that shape the organization's success.



If you are passionate about compliance and ready to make a meaningful impact, we encourage you to apply for the Senior Compliance Officer role in New York.

Contact
Connor Duenas
Quote job ref
JN-102025-6850189

Job summary

Sector
Banking & Financial Services
Sub Sector
Compliance & Legal
Industry
Financial Services
Location
New York
Contract Type
Permanent
Consultant name
Connor Duenas
Job Reference
JN-102025-6850189