Save Job Back to Search Job Description Summary Similar JobsFast growing organization.Wide exposure across the firm.About Our ClientThe hiring organization is a well-established large organization operating within the financial services industry. This company is known for its commitment to providing innovative solutions while maintaining high standards of compliance and operational excellence.Job DescriptionDevelop and execute compliance monitoring and testing plans to ensure regulatory requirements are met.Conduct periodic reviews of internal policies and procedures to identify and address potential gaps.Collaborate with various departments to provide guidance on compliance-related matters.Prepare detailed reports and present findings to senior management and stakeholders.Maintain up-to-date knowledge of federal and state financial regulations impacting the industry.Assist in the development and implementation of corrective action plans for compliance issues.Support training initiatives to enhance compliance awareness across the organization.Serve as a point of contact for regulatory inquiries and examinations.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state, or local law. MPI encourages applications from minorities, women, the disabled, protected veterans, and all other qualified applicants.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.The Successful ApplicantA successful Senior Compliance Officer, Monitoring and Testing, should have:A solid understanding of compliance frameworks within the financial services industry.Strong analytical skills with the ability to identify and mitigate risks.Exceptional written and verbal communication skills for preparing and presenting reports.Proven experience working collaboratively across departments to achieve compliance objectives.Familiarity with regulatory requirements applicable to financial services organizations.A proactive and solutions-focused approach to addressing compliance challenges.What's on OfferCompetitive salary ranging from $100,000 to $140,000 annually.Comprehensive benefits package, including health insurance and retirement plans.Paid time off and opportunities for professional development.Work within a collaborative and compliance-focused company culture.Potential to make a significant impact in the financial services industry.If you're ready to take the next step in your career, we encourage you to apply for this exciting opportunity in New York.ContactConnor DuenasQuote job refJN-102025-6850188Job summarySectorBanking & Financial ServicesSub SectorCompliance & LegalIndustryFinancial ServicesLocationNew YorkContract TypePermanentConsultant nameConnor DuenasJob ReferenceJN-102025-6850188