Save Job Back to Search Job Description Summary Similar JobsExciting role with dynamic financial institutionHybrid role 3 days in office with exceptional benefitsAbout Our ClientFinancial services client.Job DescriptionThe Senior Legal Counsel will work closely with other members of the legal team, advising the business on the following legal matters:Provide clear and concise legal advice to business units on registered investment companies, public markets, registered funds, particularly focusing on 1940 Act supportReview regulatory filings, '40 Act fund registration statements, proxy statements and prospectusesEnsure all marketing, operational and investment matters are in compliance with various regulations pertaining registered investment companies and fundsAssist with fund creation, mergers and new product offerings/changes to existing productsWork directly with internal business partnersPlease apply today to have your resume considered within 24 hours.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.The Successful ApplicantJD from a top US law schoolNY or US State Bar5-8+ years of experience gained at a top law firm supporting Investment Management/Asset Management '40 Act work and/or in-house with a financial services companyMust have deep experience providing advice on the Investment Company Act of 1940, Investment Advisers Act and other regulatory matters pertaining to a registered investment companyExperience advising clients on investment company disclosure matters, corporate governance and securities lawExperience reviewing board materials, '40 act fund registration statements, proxy statements, regulatory filings and prospectusesExcellent communication skills and ability to work with multiple stakeholdersWilling to work in-office 3x per week 1x in NYC 2x in Philadelphia, PANice to have:Additional experience working with ETFs, mutual funds and public market investment vehicles preferredExperience with 1940 Act compliance mattersBroker-dealer legal and compliance experienceWhat's on OfferCompetitive base salaryHighly competitive bonus structure401(k) match5 weeks PTOFully paid parental leaveAdditional benefits and perksHybrid working environment with 3x in-office, 2x work from Philadelphia, PAExcellent company cultureContactJennifer PettigrewQuote job refJN-082024-6520107Job summarySectorLegalSub SectorAttorney - In-houseIndustryFinancial ServicesLocationNew YorkContract TypePermanentConsultant nameJennifer PettigrewJob ReferenceJN-082024-6520107
