Swap Dealer Compliance Officer

Manhattan Temporary USD124,790 - USD145,588
  • Gain experience with a European Bank that is located in NYC
  • Opportunity to grow within the company

About Our Client

Our client is one of the largest financial services group and one of the biggest banks in Europe. They focus on personal banking, commercial and business banking, investment banking, private banking, wholesale banking and more. They have a location in the heart of NYC but are also located in 10+ other countries

Job Description

  • Assist the CCO with any swap dealer requirements and policies and procedures
  • Monitor and track the rule amendments and other new requirements that develop from the CFTC and NFA
  • Prepare summaries and assist with the development of new policies and procedures
  • Update and maintain records which include management
  • Review daily swap dealer valuation for disputed records
  • Review and complete all swap dealer regulatory flings that include monthly risk metrics, exposure reports and annual compliance reports as well
  • Update Form 7R, Form 8R, and the NFA annual questionnaire

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

  • Immediately available for work
  • Bachelor's degree or higher
  • 3-5+ years of experience within financial services
  • Strong program skills within Microsoft Office
  • Exposure and experience with NFA electronic filing systems and online registration systems that include WinJammer and Easy File
  • Experience with swap dealer compliance requirements or with a regulatory authority
  • Ability to work on site in NYC

What's on Offer

This client is offering a competitive hourly rate and looking to hire a consultant as soon as possible. This position is a for a few months and gives the consultant an opportunity to potentially grow within the firm.If you are interested in connecting about this position, please apply directly through this job link.

Daniella Younossi
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Job summary

Banking & Financial Services
Sub Sector
Compliance & Legal
Financial Services
Contract Type
Consultant name
Daniella Younossi
Job Reference