Trade Surveillance Consultant

Manhattan, New York Temporary USD80 - USD100 per hour
  • Opportunity to work in a Control Room
  • Opportunity to work in New York, NY for a long term project

About Our Client

Our client is a leading global independent investment bank, providing innovative strategic advice and solutions to a diverse client base, including corporations, governments, and financial sponsors. With a commitment to excellence and integrity. Our client is located in midtown, New York, NY and requires to be on site 4 days/week.

Job Description

The Trade Surveillance Consultant will be responsible for the following:

  • Develop and update surveillance policies and procedures to align with regulatory requirements and best practices.
  • Work closely with compliance and legal teams to ensure surveillance policies are comprehensive and effective.
  • Implement surveillance protocols for new products, markets, or trading strategies as needed.
  • Monitor and analyze electronic data from various sources including Microsoft Teams, Bloomberg, SMS text, and other communication platforms.
  • Implement surveillance measures tailored to specific communication channels and platforms.
  • Stay informed about emerging communication technologies and adjust surveillance strategies accordingly.



MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

The Trade Surveillance Consultant should have the following background:

  • Proven experience in trade surveillance, compliance, or related roles within the financial services industry.
  • Strong understanding of financial markets, trading products, and regulatory requirements (e.g., MiFID II, MAR, Dodd-Frank).
  • Proficiency in using electronic surveillance systems and tools, with experience in configuring and managing e-comms/email surveillance systems.
  • Excellent analytical skills with the ability to interpret complex data and identify patterns or anomalies.
  • Effective communication skills, with the ability to articulate complex concepts and findings to both technical and non-technical audiences.
  • Detail-oriented mindset with a commitment to accuracy and thoroughness in investigations and reporting.

What's on Offer

Our client is offering market rate and a long term contract up to 12 months. Michael Page provides medical, dental, and vision health care benefits, as well as commuter benefits and paid sick time

Contact
Lauren Dvorscak
Quote job ref
JN-032024-6360318

Job summary

Sector
Banking & Financial Services
Sub Sector
Compliance & Legal
Industry
Financial Services
Location
Manhattan
Contract Type
Temporary
Consultant name
Lauren Dvorscak
Job Reference
JN-032024-6360318