VP Regulatory and Corporate Compliance

Manhattan Permanent USD175 - USD185
  • Opportunity to work at an international bank that services wholesale banking
  • Regulatory Compliance opportunity to work with the CCO and BSA/AML Manager

About Our Client

Our client is an international Italian bank located in New York, NY

Job Description

The VP Regulatory & Corporate Compliance will be responsible for the following:

  • Liaise with Head Office on all regulatory and corporate compliance related matters and reporting
  • SME for regulatory and corporate compliance related regulatory examinations and backup liaison for ISPNY and Representative Office Examinations
  • Advise the business with regards to escalated Swap Dealer requirements
  • Keep updated on new regulations issues by US regulators or Agencies
  • Perform Compliance Monitoring Activities

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

The VP Regulatory & Corporate Compliance should have the following background:

  • Bachelors Degree in Finance, law, or related field
  • Legal or bank trading environment background preferred
  • Knowledge of US Regulations (B,J,K,H,L,P,CC,GG,D)
  • Prior experience performing compliance monitoring and testing
  • Knowledge of Bank Holding Company Act and Dodd Frank Act (Title VI- Vlocker Rule, and Title VII- Swap Dealer)
  • Ability to work on site 2 or 3 days a week and show proof of Covid-19 vaccination

What's on Offer

Our client is offering a competitive salary, along with health benefits, commuter benefit..etc.

Lauren Dvorscak
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Job summary

Banking & Financial Services
Sub Sector
Compliance & Legal
Financial Services
Contract Type
Consultant name
Lauren Dvorscak
Job Reference